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Department of Anesthesia, Section of Critical Care, Department of Clinical Studies-Philadelphia, School of Veterinary Medicine, Center for Sleep and Respiratory Neurobiology, University of Pennsylvania, Philadelphia, Pennsylvania; Department of Anesthesiology, Johannes Gutenberg University, Mainz, Germany; SpectruMedix LLC, State College, Pennsylvania; Department of Anesthesiology and Intensive Care Medicine, Otto-von-Guericke-University, Magdeburg, Germany
| Abstract |
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| Introduction |
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In experimental lung injury, particularly in surfactant depletion lung injury models, several techniques have recently demonstrated that alveolar recruitment and collapse occurs with each ventilatory cycle. In saline-lavaged pigs, Markstaller et al. (4) used dynamic computed tomography to demonstrate cyclical changes in atelectasis during uninterrupted mechanical ventilation. Neumann et al. (5) used dynamic computed tomography in 3 models of lung injury (oleic acid, saline lavage, and endotoxin infusion) and concluded that lung recruitment and collapse occur mainly within the first 4 s of sustained inspiration and sustained expiration. They also demonstrated that the dynamics of recruitment and collapse are not changed by different levels of airway pressure (6). Halter et al. (7) used subpleural vital microscopy to directly visualize tidal collapse and recruitment of individual alveoli during uninterrupted ventilation, after surfactant deactivation. In saline-lavaged pigs, rapid increases in regional impedance, indicating increases in regional gas volume, have been demonstrated by electrical impedance tomography after a step increase in airway pressure (8,9). Rapid recruitment of atelectatic lung regions after increases in airway pressure has also been confirmed in some mechanically ventilated patients in a comparison of electrical impedance tomography and dynamic computed tomography (10).
One of the pathophysiologic consequences of tidal recruitment is that shunt fraction changes throughout the respiratory cycle. These respiratory changes in shunt fraction should, in theory, result in changes in pulmonary venous Po2 throughout the respiratory cycle. If these pulmonary venous Po2 oscillations are preserved as blood transits through the left heart to the systemic circulation, tidal recruitment should result in very large oscillations in systemic arterial Po2 (Pao2). Williams et al. (11) reported modest respiratory changes in Pao2 in saline-lavaged dogs, but the magnitude of Pao2 oscillations they could measure was limited by the time response of their Po2 probe. Baumgardner et al. (12) demonstrated, in surfactant depleted rabbits, huge changes in Pao2 (maximal amplitude of 439 mm Hg) throughout the respiratory cycle during uninterrupted mechanical ventilation, with maximal Pao2 coinciding with end-inspiration and minimal Pao2 coinciding with end-expiration. In the online supplement to that report, the authors demonstrated with both experimental data and theoretical calculations that neither cyclical changes in cardiac output nor alveolar changes in Po2 can give rise to such large Pao2 oscillations. In contrast, very modest changes in shunt fraction within the breath cycle can give rise to very large Pao2 oscillations.
These large Pao2 oscillations could markedly affect results obtained from conventional arterial blood gases (ABG) in laboratory studies and potentially in patients with early acute lung injury, but the effect of these large Pao2 oscillations on conventional ABG has not been reported. We undertook the current study to assess the impact of tidal recruitment on conventional, discontinuous ABG analysis of discrete samples. We used saline lavage to create a mild surfactant depletion lung injury in adult rabbits, and we used an experimental, continuous arterial Po2 probe as a tool to adjust and monitor the amount of tidal recruitment. The aims of our study were to 1) assess the effect of tidal recruitment and its associated Pao2 oscillations on the maximal variability of conventional, intermittent ABG analysis, when the conventional ABG samples are withdrawn at different times within a breath cycle; and 2) assess the ability of conventional, intermittent ABG sampling to measure tidal recruitment when the blood samples are intentionally timed to coincide with end-inspiration and end-expiration. We hypothesized that Pao2 results from conventional blood gas analysis would vary according to the timing of sample collection and the magnitude of Pao2 oscillations in this surfactant depletion model of mild acute lung injury.
| Methods |
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A fiberoptic, fluorescence-quenching oxygen probe (FOXY-AL300; Ocean Optics, Dunedin, FL) was inserted through the carotid artery catheter and advanced into the brachiocephalic artery according to previously described techniques (12). The Pao2 probe was calibrated in vivo, before lavage, against the partial pressure of oxygen obtained from conventional blood gas analysis (Stat-9; NOVA Biomedical, Waltham, MA) at two different inspired oxygen concentrations (0.21 and 1.0). Data acquisition software (OOISensors; Ocean Optics Inc., Dunedin, FL) displayed the arterial Po2 in real time at a digital sampling rate of 3.1 Hz.
For each rabbit, we adjusted the ventilator settings as needed to achieve the closest approximation possible to 5 targeted goals for the Pao2. Pressure-controlled ventilation at a constant respiratory rate of 10 breaths/min was used throughout the study. For the targeted Pao2 goals, we first adjusted positive end-expiratory pressure (PEEP) and plateau pressure and then adjusted I:E ratio until the Pao2, as monitored by the brachiocephalic Po2 probe, was as close as possible to the selected target. The 5 targeted Pao2 goals were as follows:
Blood gas samples were taken at each of these 5 individualized ventilator settings for each rabbit. The 2 goals before lavage and the 3 goals after lavage were chosen in random order.
Three different sampling techniques were used to obtain ABG samples for each of the 5 ventilator settings. The continuous arterial Po2 probe was used to time the sampling. One ABG was drawn exclusively during the peak of Po2 oscillation to obtain the highest possible Pao2. Another ABG was drawn exclusively during trough of Po2 oscillations to obtain the lowest possible Pao2. To draw sufficient blood for analysis in the correct phase, sample collection was coordinated to aspirate only during the appropriate phase of 3 sequential respiratory cycles (Fig. 1). A third sample was drawn slowly and continuously over a minimum of 3 respiratory cycles to determine the mean Pao2. The 3 different ABG were obtained in random order. Blood was drawn into heparinized syringes and analyzed immediately by a blood gas analyzer (Stat-9; NOVA Biomedical). For each ventilator setting, hemodynamic and respiratory data were collected. The total time for each ventilator setting (allowing for Pao2 oscillations to reach a new steady state, recording the hemodynamic and respiratory data, and withdrawing and analyzing the ABG samples) was approximately 20 min.
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The Pao2 values from conventional arterial blood gas samples were empirically transformed to stabilize the variance over the data set (13) with the power function transform y = (x 55)0.3333 + 0.00001(x + 55)2. Transforms are commonly used for data sets, such as this one, in which the data cover a broad range of values, in this case from arterial Po2 as small as 58 Torr to a Pao2 of 517 Torr. Often when the data cover such a broad range, the variance in the larger ranges of data is larger than the variance in smaller ranges of data. Transformation of the data equalizes the variance across the data range, thereby satisfying a requirement for use of analysis of variance (13). The transformed data were tested for equal variance by the Levene Median test, and then the data were analyzed by two-way repeated-measures analysis of variance (Sigmastat 3.1, SPSS, Chicago IL), with targeted Pao2 goal group as one factor and blood gas sampling method as the second factor. The residuals were inspected visually and tested for normality by the Kolmogorov-Smirnov test. Pairwise comparisons among the 3 levels of the sampling method factor (peak, average, and trough), and the 5 levels of the targeted Pao2 goal factor (the column headings in Table 1) were performed post hoc by the Tukey test. The relationship between the amplitudes of Pao2 oscillations (peak minus trough values), as determined by timed blood gas collection versus the indwelling Pao2 probe, was tested by the Pearson product moment correlation (Sigmastat 3.1). The best-fit linear relationship between the amplitudes of Pao2 oscillations was determined by linear regression.
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| Results |
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The Pao2 data from the blood gas sampling are plotted in Figure 2 as mean ± 2 sem. After the variance stabilization transformation, the data set satisfied the test for equal variance at the P = 0.05 level. Two-way repeated-measures analysis of variance showed a highly significant (P < 0.001) effect for both factors, as well as factor interaction, with F values for sample method, targeted Pao2 goal, and interaction of 101, 65, and 22, respectively. Residuals appeared to be normally distributed both visually and by the Kolmogorov-Smirnov test at the P = 0.05 level. Significant (P < 0.05) pair-wise differences between sample methods within each of the 5 targeted Pao2 groups are marked in Figure 2.
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The amplitude of Pao2 oscillations (peak minus trough) as determined by timed blood gas collection versus the amplitude from the Pao2 probe is shown in Figure 3. The correlation was statistically significant (r2 = 0.54; P < 0.001). The linear regression of amplitude from timed blood gas collection on amplitude from the probe (y = 0.624(x) + 4.19) is also plotted in Figure 3 (dashed line), along with the line of identity (solid line).
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| Discussion |
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Conventional ABG analysis could be influenced by large Pao2 oscillations, but the magnitude of this effect has not been previously reported. There are several reasons why Pao2 from intermittent, conventional ABG analysis might not match the results from an indwelling, fast-response, continuous arterial Po2 probe, for example 1) mixing in the thoracic and abdominal aorta; 2) mixing in the arterial catheter, tubing, stopcock, and syringe; and 3) collection of the discrete ABG sample over a finite fraction of the breath cycle rather than nearly instantaneously. The effect of large Pao2 oscillations on conventional ABG analysis is therefore difficult to predict without experimental data.
Our study identified two implications of Pao2 oscillations for conventional arterial blood gas analysis. First, intentionally timed blood gas collection, and comparison of end-inspiratory Pao2 versus end-expiratory Pao2, can provide a rough estimate of the amplitude of Pao2 oscillations. More importantly, the presence of oscillations can indicate that the ventilation strategy is not optimal i.e., the ventilation strategy does not prevent derecruitment during exhalation. Second, when tidal recruitment and large Pao2 oscillations are present, collection of ABG samples at different time points in the respiratory cycle can result in large variability in Pao2. If this phenomenon is not recognized, the resulting Pao2 could potentially be misinterpreted.
Tidal recruitment has long been considered one of the mechanisms of VALI (2,3). Contemporary concepts in ventilator management in acute lung injury therefore aim to avoid tidal recruitment. Applying this concept in current clinical practice, however, is difficult because there is no bedside tool currently available to measure tidal recruitment. Pressure-volume (PV) curves have been used to identify a lower inflection point (17), but the PEEP required to keep the lung open is not necessarily predicted by this inspiratory lower inflection point. Experimental and theoretical evidence suggests that recruitment in acute lung injury might occur throughout the inspiratory limb of the PV curve (18). Moreover, time constants for recruitment and collapse after step changes in airway pressure are substantial compared to the time for one breath cycle (5,19), which implies that airway pressure alone, from a statically constructed PV curve, will not predict the amount of recruitment during dynamic changes in airway pressure. Airway pressure-time curve profiles have been correlated with recruitment as assessed by computed tomography (1), but the maneuver requires interruption of the ventilator settings of interest. Indwelling arterial Po2 probes in clinical use (4), unlike the laboratory probe used in this study, do not have adequate temporal resolution to identify tidal recruitment. Preliminary results suggest some promise for rapidly responding pulse oximetry (20), but further validation studies will be required. Electrical impedance tomography has great potential as a bedside tool for assessing tidal recruitment and adjusting mechanical ventilation, but this technology is still undergoing development and is not yet generally available (810). Dynamic computed tomography (4,5) is readily applied in patients but also is not widely available.
For assessing tidal recruitment in clinical practice, the data in Figure 3 suggests the possible utility of intentionally timed blood gas collection (end-inspiration versus end-expiration) as a crude and approximate tool that is nevertheless readily available with no special equipment. There was a statistically significant relationship between the timed blood gas results and the amplitude of oscillation as determined from the indwelling Pao2 probe, although there is clearly a large amount of variability within this relationship. With one exception (which we believe is most likely attributable to a shift in probe position after calibration) the data points are near or below the identity line. It would be expected that timed collection of ABG will miss some of the amplitude information because the timing can never be so exact as to limit the blood sampling precisely to the peak or trough values. Nevertheless, the ratio of slopes between the regression line and identity line suggest that timed blood gas collection can reflect up to 62% of the real variations in Pao2, when the lung is tidally recruited.
It should be noted that, in the clinical setting, the accuracy of timed blood gas collection in assessing tidal recruitment is likely to be less than our study suggests for three reasons. First, in our experiment the peak and trough samples were collected with the benefit of timing information from the indwelling Pao2 probe. The use of timed blood gas collection without this information would be limited to collection at end-inspiration versus end-expiration, blinded as to the real Pao2 oscillations. Furthermore, the phasic relationship between the ventilator cycle and Pao2 changes at the arterial sampling location is unknown. Second, in our study respiratory rates were set to low values to minimize timing errors. Respiratory rates of 10, while not typical for management of acute respiratory distress syndrome (ARDS), are commonly used in intraoperative ventilator management. Third, the outlying data point well above the identity line, which is likely a result of error in the Pao2 probe, tends to increase the slope of the regression line. Further work would be required to establish the utility of timed ABG collection as a tool for measuring arterial Po2 oscillations outside of the tightly controlled conditions of our laboratory experiments.
Modern ABG analysis requires a fairly small volume of blood, and it is common clinical practice to aspirate this blood in a small fraction of the respiratory cycle, without regard for the timing within the respiratory cycle. One consequence of large Pao2 oscillations is therefore a potentially large variability in Pao2 as assessed by conventional blood gas analysis. In a surfactant depletion model of mild lung injury, we placed a rapidly responding laboratory Po2 probe in a systemic artery, and used the probe to adjust mechanical ventilation to provide both large and small Pao2 oscillations. Our results confirm the expectation that conventional blood gases drawn at different times during the respiratory cycle can reflect respiratory changes in Pao2 measured by the experimental probe. When Pao2 oscillations were negligible, for example in normal lungs in the first two targeted Pao2 goals, there was no effect of the timing of sample collection on conventional Pao2. When Pao2 oscillations were large, however, as after surfactant depletion, the timing of blood gas sample withdrawal within the respiratory cycle had a large influence on conventionally measured Pao2.
The experimental model for these studies was a model of mild lung injury from surfactant depletion in mature, adult lungs. Our group (21) and others (22) have documented that with mechanical ventilation, the injury progresses to a more complete model of acute lung injury, with inflammatory cytokine expression, neutrophil adhesion, and protein leakage. In our experiments, all animals' lungs were ventilated at a respiratory rate of 10 breaths per minute, and with Fio2 of 1.0 after lavage. These ventilator settings are not commonly used in patients with ARDS but are commonly used in the intraoperative care of patients at risk for development of acute lung injury. Our results, therefore, are most relevant to early, mild lung injury in patients at risk for development of ARDS.
The impact of large variations in Pao2 on conventional blood gas analysis would be especially significant in early lung injury and ARDS because blood gas results are frequently used in clinical practice to adjust mechanical ventilation. For example, modern protective ventilation strategies aimed at reducing VALI emphasize adequate PEEP to avoid tidal recruitment but not so much PEEP as to cause over-distention (17,23). One common approach to finding this PEEP setting is to use ABG as a measure of lung recruitment (24). At a fixed Fio2, PEEP is increased while checking the Pao2 for large increases that indicate lung recruitment. When further increases in PEEP cause only small increases in Pao2, the lung is considered to be recruited, and further increases in PEEP would not be beneficial. If blood gas results are dependent on timing of collection in the respiratory cycle, and this factor is not accounted for, this approach could lead to erroneous conclusions. For example, collection of the sample near a peak value of Pao2, followed by an increase in PEEP, followed by collection of the sample near a trough value of Pao2, would lead to the erroneous conclusion that the lung is adequately recruited by the current PEEP.
This study was designed to demonstrate the maximum differences in Pao2 that could be obtained by purposely timed blood gas collection. The results do not estimate the amount of variability in conventional blood gas analysis that might be expected specifically the result of Pao2 oscillations, when samples are drawn at random times in the respiratory cycle. The results do suggest, however, that when tidal recruitment is present, the variability in Pao2 by conventional blood gas analysis can be substantial. The ideal timing of sample collection depends on the expected use of the information. If the goal of Pao2 measurement is to assess the degree of end-expiratory collapse and atelectasis, the most relevant sample would be collected at end-expiration. If the goal of Pao2 measurement is to assess average oxygen delivery, the most relevant sample would be collected slowly over several breath cycles.
| Footnotes |
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Supported, in part, by NIH GM59274; NIH HL59052; AHA 0151528U; DFG PF424/1; DFG Ma2398/3; SpectruMedix LLC, State College PA; the Departments of Anesthesia at the University of Pennsylvania, the Johannes Gutenberg-University of Mainz, and the University of Greifswald; and the Emergency Service at the School of Veterinary Medicine, University of Pennsylvania.
Address correspondence and requests for reprints to James E. Baumgardner, MD, PhD, Department of Anesthesia, University of Pennsylvania, 3400 Spruce St., Philadelphia, PA 19104. Address e-mail to baumgarj{at}uphs.upenn.edu.
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