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BACKGROUND: Asphyxia accounts for 23% of the 4 million annual global neonatal deaths. In developed countries, the incidence of death or severe disability after hypoxic-ischemic (HI) encephalopathy is 1–2/1000 infants born at term. Hypothermia (HT) benefits newborns post-HI and is rapidly entering clinical use. Xenon (Xe), a scarce and expensive anesthetic, combined with HT markedly increases neuroprotection in small animal HI models. The low-Xe uptake of the patient favors the use of closed-circuit breathing system for efficiency and economy. We developed a system for delivering Xe to mechanically ventilated neonates, then investigated its technical and practical feasibility in a previously described neonatal pig model approximating the clinical scenario of global HI injury, prolonged Xe delivery with and without HT as a potential therapy, subsequent neonatal intensive care unit management, and tracheal extubation. METHODS: Sixteen newborn pigs underwent a global 45 min HI insult (4%–6% inspired oxygen reducing the electroencephalogram amplitude to <7 µV), then received 16 h 50% inspired Xe during normothermia (39.0°C) or HT (33.5°C). A conventional neonatal ventilator provided breaths of oxygen to a lower chamber compressing a hanging bag within. This bag communicated with the upper closed part of the breathing system containing soda lime, unidirectional valves, Xe/oxygen analyzers, and a tracheal tube connection. At each end-inspiration, this bag emptied fully and a bolus of oxygen, the driving gas, crossed from the lower to upper chamber via an additional valve. This mechanically substituted the gas uptake from the circle during the previous breath cycle (oxygen + small volume of Xe) with an equivalent volume of oxygen creating a slow-rising inspired oxygen concentration. This was offset by manual injection of Xe boluses, infrequently at steady state, due to the low-Xe uptake of the patient. RESULTS: Total mean Xe usage was 0.18 (0.16–0.21) L/h with no differences between Xe-HT and Xe-NT groups, which had weights of 1767 (1657–1877) g and 1818 (1662–1974) g, respectively (95% CI). HT reduced heart rate in the cooled animals; 180 (165–195) vs 148 (142–155) bpm (P < 0.0001) with no differences in arterial blood pressure, oxygen saturation, arterial carbon dioxide tension, or weaning times between these groups. CONCLUSION: We describe a closed-circuit Xe delivery system with automatic mechanical oxygen replenishment, which could be developed as a single use device. Gas exchange was maintained while Xe consumption was minimal (<$2/h at $10/L*). We have shown it is both feasible and cost-efficient to use this Xe delivery method in newborn pigs for up to 16 h with or without concurrent cooling after a severe HI insult.
Xenon (Xe) is a rare noble gas with anesthetic properties, also showing great promise as a neuroprotectant in both in vitro and in vivo experimental studies.1–8 Its mechanisms include preconditioning,8 antagonism of the N-methyl-d-aspartate subtype of glutamate receptor,9,10 and reduction of neurotransmitter release,1,11 among others.12 Severe hypoxic-ischemic (HI) brain injury occurs in 1–2/1000 live human births at term with permanent disability or death rates of 60%–70%.13 Brain injury develops after a destructive cascade lasting hours or days that includes "excitotoxic" apoptosis by prolonged activation of N-methyl-d-aspartate receptors,14 and this raises the possibility that an after insult therapy for newborn infants might be developed to limit the eventual damage. Currently, hypothermia (HT) is the only intervention that improves neurological outcome after HI injury both experimentally15–18 and clinically.19–21 Six infants must be treated with HT for one to derive a clear benefit (i.e., the "number needed to treat" is 6),19 so potential adjunctive therapies are of great interest. Xe is an attractive adjunct to cooling due to its lack of chemical reactivity, minimal side effects,22,23 and ease of reversibility. Xe is not fetotoxic24,25 and has been used safely, although briefly, in newborns.26 The expense and scarcity are currently obstacles to widespread anesthetic use and need to be resolved if this gas is to enter clinical practice. Both Xe and HT are antiexcitotoxic4,27,28 and antiapoptotic.4,29 The optimum Xe administration period required to maximize neuroprotection in the newborn is unclear, although HT is currently used clinically for up to 72 h. In our previous rodent studies, we found that 3 h of Xe inhalation had an additive neuroprotective effect with HT, increasing neuroprotection from 37% (HT only) to 76% when HT was combined with 50% inhaled Xe.7 Other rodent studies have suggested synergism between HT and Xe.4 The next step is to perform in vivo experiments more representative of the human neonate, and for this we need to develop and evaluate a suitably economical Xe delivery system. Xe is extracted during industrial oxygen production from liquefaction of air at a relatively fixed rate of approximately 9–12 million L/yr. For Xe procurement alone, air liquefaction would be prohibitively expensive. The need to use Xe efficiently is therefore due not only to its expense but also to its scarcity and effectively fixed annual production. This cost, often quoted as $10/L,30 has led to the suggestion that despite "ideal anesthetic" characteristics, Xe could never enter clinical use.31 However, the paucity of effective neuroprotective interventions in the newborn and the promise of Xe in this regard caused us to consider how this potential drug might be used efficiently. Xe is a relatively insoluble gas32 so, after initial loading or "wash-in," a state of near-equilibrium is rapidly attained. Subsequent patient uptake is thereafter very low (typically 2.5–4 L/h) in the human adult,33,34 suggesting that a cost-efficient clinical delivery system should be technically possible.35 A low-flow circle might appear a reasonable solution; however, if a 70% Xe anesthetic is administered for 2 h in an adult with a total fresh gas flow as low as 0.5 L/min, <20% of this Xe will be taken up, with more than 80% still being spilled as waste.30 Russian researchers have been obliged to use Xe recovery methods to mitigate losses with breathing systems of this type.36 The low-Xe uptake of the patient favors the use of closed-circuit (minimal flow) breathing systems for greatest efficiency, economy, and responsible use of this limited resource. The primary objectives of this study were to (a) design an optimally gas-efficient closed-circuit Xe/O2 delivery system suitable, in principle, for use in ventilated neonates, (b) provide inherent safety against hypoxic gas mixtures without use of complex control systems, (c) evaluate its technical and practical feasibility with and without simultaneous HT in a previously described model approximating the real human clinical scenario of global neonatal HI injury, prolonged Xe delivery, subsequent neonatal intensive care unit (NICU) management, and tracheal extubation. Secondarily, we explored the effects of HT on Xe consumption.
The protocol was conducted under Home Office license in accordance with United Kingdom guidelines in Large White Landrace pigs <24 h old. To determine whether it was possible to deliver Xe alone and with cooling by this method in neonates after a global HI insult, two groups of eight animals were maintained and monitored before (baseline period), during (HI insult), and after (16 h Xe delivery) a severe, transient global HI insult produced using a previously described technique.17 During the after insult Xe delivery period, one group was maintained at normothermia, whereas the other was additionally cooled to a target temperature of 33.5°C. From pilot data, the selection of n = 16 animals led to a power of 0.8 for detecting a 20% difference between groups in Xe consumption, using an of 0.05.
Equipment Design, Selection, and Technical Considerations
The Breathing System
The Xe delivery system is designed to be fitted between a conventional NICU mechanical ventilator (SLE 2000, SLE, South Croydon, UK) and the tracheal tube. The latex-free bag in the lower chamber has a volume of 500 mL, larger than a neonatal tidal volume, providing free space to accommodate added Xe bolus volumes without overspill. The removable soda lime canister has a volume of 800 mL permitting long periods of ventilation without replacement. The inspiratory and expiratory hoses are made of smooth bore medical polyurethane. Relative to conventional corrugated hoses these had minimal compliance and formed reliable leak-free connections. In this design, a small aliquot of O2 enters the closed circle upper part of the circuit at each end-inspiration from a lower bag-in-bottle chamber (where it is present as the driving gas from the ventilator) via a dedicated O2 substitution valve. Modern NICU ventilators maintain a bias gas flow throughout the breathing cycle. At end-expiration, this displaces any residual CO2 from the "Y" connector, reducing CO2 rebreathing. However, with a closed circuit, the absence of a bias flow combined with small neonatal tidal volumes means that an efficient self-closing, leak-free, low-opening pressure inspiratory valve was required to prevent rebreathing. Our inspiratory valve was derived from a military design (IDA71 diving rebreather, Russian Navy)*. A very thin valve disc was, by virtue of its negligible mass, adequately retained by a very fine coil-spring to provide the desired low opening pressure while retaining the ability to function in any orientation—important in this application as we sited it in the inspiratory hose close to the tracheal tube. Although reusable in this study (Fig. 1), the breathing system was designed to allow possible redevelopment as a molded single-use device, explaining, for example, the selection of a low-cost hanging bag rather than a vertical bellows. The compressible volumes of the complete upper closed circuit with soda lime and the lower bag-in-bottle chamber were 1100 and 2100 mL, respectively. These volumes were mainly dictated by the diameters of polycarbonate tubing available for construction, giving an overall system compliance of 3 mL/cm H2O. The design aims were that it should (a) be driven by a standard NICU ventilator, (b) avoid the need to develop a specialized Xe-specific ventilator, (c) have inherent hypoxic mixture prevention properties not dependent on electronics, (d) reduce misassembly risk, and (e) provide the user with the most intuitive treatment reversal method: reconnection of the neonate directly to the NICU ventilator.
Gas Delivery to Breathing System
This design, in turn, facilitated the use of small low-pressure cylinders of 5-L Xe to fill an ambient pressure Xe reservoir bag, thus eliminating the need for a large high-pressure Xe cylinder with its attendant risk of costly accidental gas loss. A flexible bulb and valve arrangement allowed manual addition of approximately 50 mL Xe boluses from reservoir bag to breathing system. These were added to the expiratory limb of the circuit to allow maximum mixing with existing gases in the circle before entering the lungs. The flexible bulb volume of 50 mL was selected not only because of the paucity of suitable designs available but also because its slow refill properties and small volume ensured more even gas mixing within the circle, as it was impossible to rapidly add larger xenon boluses. Erring on the side of caution, our circuit was primed with O2. During the first few minutes of Xe delivery, the Fio2 was increased by tolerating some overspill of circle gas as it was added. Once the target Xe concentration had been reached, the system was allowed to run in a steady closed state by the O2 substitution valve mechanism and then only occasional Xe boluses were required. The Xe/O2 monitors were constantly observed as would be the case during the conduct of a conventional anesthetic. Deviations in Xe concentration of more than 2%–4% from target were corrected by the operator adding Xe to the circuit, each bolus typically producing a 2% increase in Xe concentration. These corrections offset the inherent tendency of this circuit design to generate a very slowly increasing O2 concentration (O2 + minimal Xe consumptions being replaced with equal volume of O2 via substitution valve). The total (cumulative) Xe consumption pattern in each experiment was derived from a record of the number and timing of each bolus.
Leak Test Procedure
Circuit Priming Before Use
Gas Monitoring
For safety, a secondary battery-powered anesthesia O2 analyzer (Teledyne, Viamed, West Yorkshire, UK) was used with an electrochemical sensor, which was also mounted on the top of the breathing system. ETco2 concentration was measured with a mainstream infrared analyzer (Tidal WaveTM, Respironics UK, Chichester, UK), specifically chosen for its low dead space neonatal tracheal tube connector to minimize CO2 rebreathing.
Xe Uptake Modeling
Conduct of Experiment
Fluid Management
Temperature Control
Cardiac Monitoring After placement of all monitoring equipment, the piglet was laid prone and rested for 60 min under anesthesia after which a 45 min global HI insult was applied.41
HI Insult and Resuscitation After insult, the pigs were randomized to receive Xe while normo or hypothermic: 16 h 50% Xe at Trectal 39.0°C for 16 h, or 16 h 50% Xe at Trectal33.5°C for 12 h, followed by rewarming, respectively.
Xe Delivery After Insult
Analysis of Data
The mean weight of the pigs was 1767 (1657–1877) g and 1818 (1662–1974) g for the Xe-NT and Xe-HT groups, respectively. The median age of the pigs in the Xe-NT group was 12.25 (2–23.39) h and 17.25 (11.9–23.84) h in the Xe-HT group. During the Xe administration period, physiological variables were stable. Mean (95% CI) heart rates were 180 (165–195) and 148 (142–155) bpm (P < 0.0001) with MAPs of 54 (51–57) and 54 (49–59) mm Hg for the Xe-NT and Xe-HT groups, respectively. The O2 saturations on pulse oximetry for Xe-NT and Xe-HT were 99.3% (99–99.6) and 99.2% (98.8–99.5), respectively. CO2 removal was adequate with blood gas values of 41.3 (38.6–43.9) and 43.9 (36.1–51.8) mm Hg in the Xe-NT and Xe-HT groups. No animals died during the conduct of the experiment, with median (95% CI) times to successful weaning and tracheal extubation after cessation of the 16-h period of Xe administration of 3 (0.5–12.1) and 8.5 (2.5–40) h for each group, respectively. Except heart rate, none of these differences were significant. The median (95% CI) Xe concentration in the circle was 52.3% (50.9–53.9) and 52.17% (50.9–53.5) in the Xe-NT and Xe-HT groups, respectively. O2 and nitrogen concentrations in the circle were 33.1% (32.1–34.5) and 13.4% (12.2–15.6), respectively, in the Xe-NT group. In Xe-HT group, O2 and calculated nitrogen concentrations were 34.7% (32.6%–36.9%) and 13.5% (11.2–15.1), respectively (Fig. 5).
The predicted tissue Xe uptake using NARKUP software programmed for a 1.8-kg patient with an adult tissue compartment distribution was 25.5 mL/h over the 16-h period. This decreased further to 16.1 mL/h when neonatal tissue compartment parameters were used. The cumulative fresh Xe expenditure is shown in Figure 6. The overall median (95% CI) hourly Xe consumption was 0.19 (0.15–0.24) and 0.18 (0.16–0.21) L/h in the Xe-NT and Xe-HT groups, respectively, with an overall value for both groups of 0.18 (0.16–0.21) L/h. There was no significant difference between the slopes of the Xe consumption curves of the Xe-NT 0.0028 (0.0022–0.0053) and Xe-HT 0.0035 (0.0025–0.0056) groups (P = 0.5). Multiple linear regression showed that the temperature during Xe delivery, weight, age, or sex of an animal had no influence on the Xe requirement over time.
Closed breathing systems may appear as an exotic method of anesthesia delivery; however, circle breathing systems with CO2 absorption for acetylene anesthesia were described by Carl Gauss as long ago as 1924/1925, and use of these systems "closed" with basal O2 flows is usually attributed to the anesthesiologist Brian Sword (CT) 4 yr later. Closed systems become particularly attractive whenever an expensive anesthetic is to be used, which has a low-patient uptake. This situation existed in the past with respect to cyclopropane, which was originally very expensive and the same principles apply now with respect to Xe. The advent of computer control systems has allowed production of closed circuit machines, which are easier to use, a current example being the Drager Zeus. A predecessor of this machine, the PhysioFlex (Physio, The Netherlands then Dräger, Lübeck, Germany), had a variant, the PhysioFlex-Xe, which was capable of closed-circuit Xe delivery.42 At least one computerized closed circuit machine for Xe anesthesia will be launched again soon in Europe. Closed systems have also been used successfully for many years in mine rescue, firefighting, military diving, and aerospace. We sought to develop a relatively straightforward closed circuit delivery system suitable for cost-effective delivery of Xe to neonates as a potential neuroprotectant after perinatal asphyxia and to investigate its technical and practical feasibility in a realistic model of this clinical situation, which included the induced HT currently in clinical use. The overall Xe utilization rate was 0.18 L/h which, at approximately $10/L, equates to a running cost of under $2/h. This included some Xe losses incurred during the initial wash-in procedure to increase the inspired Xe fraction as rapidly as possible in which some gas overspill was tolerated. This initial loss could be avoided in the future by priming the circuit with a Xe/O2 mixture rather than with O2 alone. If, hypothetically, 1 million L/yr of the global Xe production could be set aside solely for medical use, then this would allow approximately 231,000 neonatal 24 h treatments to be provided for less than $45 Xe per treatment. In contrast, as an example, a very low-flow regime of 200 mL/min Xe would consume this entire supply within 3472 neonatal 24 h treatments at a Xe cost of $2,880 per treatment. We therefore believe our aim of effective cost containment for clinical practicality and responsible use of this scarce resource was achieved. Satisfactory gas exchange was maintained in both groups during the 16 h after insult Xe delivery period. Our target Xe concentration was 50%, raising the possibility that the remaining gas in the circle could be 50% O2. In neonates with minimal lung damage, this might produce hyperoxia which, in addition to the well-known retinopathy, could be harmful after an HI insult via reperfusion injury and other mechanisms. In practice, babies with perinatal HI can have abnormal gas exchange from meconium aspiration, for example, and often do require an elevated Fio2. The residual nitrogen present in our breathing gas mixture advantageously helped reduce the Fio2 to approximately 34%. Maneuvers, if required, to attenuate an elevated Fio2 include increasing the Xe fraction or deliberately injecting of small volumes of air. In a human neonatal trial, there might be a precautionary requirement to flush the circuit at intervals of approximately 2 h to prevent accumulation of foreign gases emerging from the lungs, such as methane from gut fermentation and acetone from liver metabolism as the clinical effects of these gases, if any, are currently unclear. The clinical implications of this action are unclear. As the optimum therapeutic duration of Xe delivery is not currently known, our soda lime container was intended to last up to 72 h without replenishment as HT is currently being induced clinically for similar periods. The maximum volume of 800 mL that it can carry is probably excessive for such small subjects, especially if cooled. This volume will be reduced in future versions. If periodic circle flushes are considered necessary, any reductions in circuit volume would also be advantageous to minimize the Xe requirement of this maneuver. We account for the reduced heart rate in the Xe-HT group relative to the Xe-normothermia group by the clinical observation that therapeutic HT in human neonates consistently decreases heart rate.43 Despite using cuffed tracheal tubes, weaning and tracheal extubation were possible without postextubation stridor. We used cuffed tracheal tubes (commercially available for human neonatal clinical use) to prevent excessive Xe loss via leakage at this point. We acknowledge past concerns over cuffed tubes in infants and potential airway edema. However, such tubes are now available in sizes as small as 2.5 mm internal diameter and finding a role in some centers with few reported problems.44 The effect of Xe diffusion into tracheal tube cuffs has been investigated by others and, although it does occur, the effect is much less pronounced than that seen with nitrous oxide.45 The predicted patient tissue Xe uptake using NARKUP software programmed for a 1.8-kg patient with an adult tissue compartment distribution was 0.026 L/h over the 16 h period, i.e., less than one seventh of our experimental measured Xe requirement. The uptake decreased even further to 0.016 L/h, i.e., 16 mL/h if neonatal tissue compartment parameters were used in the simulation, reflecting the lower proportion of body fat in neonates. In addition, our measured in vivo Xe requirement was linear with time rather than reaching an expected plateau as tissues saturated and was found to be unrelated to the weight of the animal. These observations collectively suggest that a steady, slight Xe loss from the breathing system was occurring in addition to this almost negligible predicted patient uptake. Despite being very low, we, therefore, suspect that a majority of our ongoing Xe requirements were still being expended replacing minor Xe losses. Because each machine was leak tested before use, we suggest that potential mechanisms of Xe loss might include diffusion through the silicone rubber hanging bag or minor leaks past the tracheal tube cuff. This is encouraging despite an overall Xe requirement of only 0.18 L/h (<$2/h), as it appears that with further development there may be the potential to reduce this even further. The Xe consumption was sufficiently modest to render the concept of using gas cartridges a technically feasible method of refilling the Xe reservoir. Although we used small single-use gas cylinders in this study, we envision small pressurized gas cartridges containing 1–5 L Xe would be an ideal method of supply. Such cartridges already exist for carbonated drink (CO2) and food industry (N2O) use. One cartridge could provide sufficient Xe for an entire treatment of many hours duration. The PhysioFlex-Xe was a closed system of 3.5 L volume, with small increments of O2 and other gases given by computer-controlled injection and excess gases evacuated as necessary. Inspired gases were measured as follows: O2, paramagnetic analyzer; carbon dioxide and volatile anesthetics, infrared spectrometer; Xe, thermal conductivity. The system incorporated a blower circulating the contents at 70 L/min, dual soda lime containers, a charcoal canister to produce rapid reductions in volatile and/or Xe concentrations as required, and four membrane chambers allowing controlled ventilation/system volume sensing. The system we describe is also a closed circuit. However, by design, it has no computerized gas-injection system (although it easily could), relying instead upon mechanical substitution of patient gas uptake with O2 to ensure a constant or slow-rising O2 concentration, offset by manual injections of Xe, which are infrequent at steady state due to the very low-Xe uptake of the neonate. It currently has a volume approximately 1/3 that of the PhysioFlex, which we intend to greatly reduce. Gas monitoring is by mainstream methods for reliability. As with the PhysioFlex, we measure Xe concentration by thermal conductivity electing to use a robust Russian device for this purpose having built and used Xe monitors of various designs in the past. It has no gas blower, membrane chambers, or computer, and the concept is that our unit could be redeveloped as a molded single-use circuit. Any compliant regions of compressible gas would be greatly reduced by molding the housings closely around the internal structures. A preassembled device has far fewer connections and seals, especially around the soda lime refill mechanism, all of which can leak. Leakage rates, which would normally be irrelevant in anesthesia practice could materially affect running costs in a circle system intended for Xe, explaining our great attention to this issue. As examples from current medical practice, cardiopulmonary bypass circuits are preassembled for safety and at least two single-use conventional anesthesia circles are also commercially available. It is possible that an O2 substitution valve, if incorporated into a circle-based anesthesia machine might, by replenishing all the metabolic O2 uptake, improve upon the performance of the current antihypoxic mixture devices where at present even if the O2 rotameter is off, a residual flow of 50–100 mL/min O2 remains, which may not, however, meet a patients metabolic needs. In summary, we have described and evaluated a closed-circuit Xe delivery system specifically intended for neonatal use, which automatically replenishes patient O2 consumption without complex control systems, has hypoxic mixture protection, and could be designed as a molded single-use device. The overall Xe requirement, and therefore running cost, was minimal at 0.18 L/h (<$2/h), permitting responsible use of a restricted global Xe supply in the maximum number of clinical cases per year. It is both technically and physiologically feasible to use this method of Xe delivery as a potential therapeutic intervention in neonates for prolonged periods, even after a severe HI injury, either with or without the cooling that might also be used. We have shown that economic Xe delivery is not only theoretically but also practically possible, even in this challenging clinical situation.
*Additional information available at: www.therebreathersite.nl/Zuurstofrebreathers/Russian/ida-71.htm. Accepted for publication February 2, 2009. Supported by Programme grant 05 BTL 01 from the childrens medical research charity SPARKS, London, United Kingdom. Dr. John Dingley is a Director of a University spin-out company, AOX Ltd., set up to develop delivery systems for gases, including xenon. The research group used technology from a patent held by AOX on part of the device described in this paper with the permission of AOX. AOX did not fund this study in any way. *The price of xenon in nearly all previous papers on this subject has been quoted as $10/L. However, the authors would like to note that the price has now risen to approximately $30/L since this paper was written.
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