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Departments of
*Clinical Pharmacology,
Cardiothoracic Anesthesia & Critical Care Medicine, and
Cardiothoracic Surgery, University of Vienna, Vienna, Austria
Address correspondence and reprint requests to Edda M. Tschernko, MD, Department of Cardiothoracic Anesthesia & Intensive Care, Vienna General Hospital, University of Vienna, A-1090 Vienna, Austria. Address e-mail to Edda.Tschernko{at}univie.ac.at
| Abstract |
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5 cm H2O. Preoperative PEEPi,dyn correlated well with improvement in forced expiratory volume and dyspnea score after LVRS. Thus, preoperative assessment of PEEPi,dyn could improve risk to benefit stratification before LVRS. Implications: We examined the preoperative ventilatory mechanics of patients with emphysema undergoing lung volume reduction surgery with respect to their value in predicting outcome. Preoperative intrinsic positive end-expiratory pressure correlated well with the increase in forced expiratory volume in 1 s after surgery. Thus, this variable seems promising for improved patient selection.
| Introduction |
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Ventilatory mechanics are severely impaired in patients suffering from emphysema (4,5), and LVRS leads to a significant improvement in many patients (68). Variables characterizing ventilatory mechanics, such as mean airway resistance (Rawm), total resistive work of breathing (WOB), and dynamic intrinsic positive end-expiratory pressure (PEEPi,dyn) relate to pathophysiological changes in patients suffering from emphysema (9). Therefore, these variables are likely to serve as functional predictors for outcome.
To define objective variables predicting outcome after LVRS, we assessed the utility of WOB, Rawm, and PEEPi,dyn, which were measured in 32 consecutive patients undergoing LVRS at our institution. Variables characterizing outcome were: (a) forced expiratory volume in 1 s (FEV1) 3 mo postoperatively and (b) dyspnea score 3 mo after LVRS. FEV1 was chosen to represent outcome because it correlates well with mortality in patients with end-stage emphysema (10). Dyspnea score was chosen to describe outcome because severe dyspnea leads to exercise limitation and impaired quality of life (11,12) and is therefore an important variable from the patient's point of view.
| Methods |
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Ventilatory mechanics were assessed 510 days before surgery and 3 mo (range 8497 days) after LVRS. Ventilatory mechanics were assessed with the patient in an upright sitting position, and all patients breathed room air. Airflow (
) was measured by a flow sensor (Varflex Bicore CP-100 cardiopulmonary monitor; Bicore Monitoring Systems INC., Irvine, CA) connected to a tightly adjusted face mask. The fit of the face mask was evaluated by comparing inspiratory and expiratory tidal volumes (VT). A difference of <5% was regarded as sufficiently tight. VT was obtained by integration of the flow signal. Airway pressure (Paw) was measured through a catheter attached to the flow sensor, and the esophageal pressure (Pes) was measured by a nasogastric tube incorporating an esophageal balloon (13). The correct position of the balloon catheter was verified using the occlusion test (14). During the occlusion test, the subject performs maximal inspiratory efforts against the closed airway. In all patients, the ratio of
Pes/
Paw was close to unity, which indicates that the measurements of <Pes were a satisfactory index of the change in pleural surface pressure. The esophageal balloon and the flow sensor were connected to a portable monitor (Bicore CP-100 cardiopulmonary monitor) that provided a real-time display of
, volume (V), Paw, and Pes tracings. The accuracy of the measurements provided by this monitoring system has been found to be satisfactory (13). Additionally, the accuracy of measurements and calculations using the design of the present study has been evaluated in a previous study and has been found to be satisfactory (15).
Minute ventilation (
E) and breathing pattern, i.e., VT, respiratory frequency (f), the duration of inspiration (TI) and expiration (TE), and the duty cycle (inspiratory time divided by the time of the total breathing cycle = TI/TTOT) were analyzed based on the flow signal. Total resistive WOB values were provided directly by the monitor, which calculated the area under the Pes versus lung volume curve (16).
Chest wall compliance was not included in our WOB calculations because the patients breathed spontaneously during the entire measuring period.
PEEPi,dyn was measured, whereby PEEPi,dyn is equal to the absolute change in Pes from the onset of inspiratory effort to the onset of inspiratory
(17). During resting conditions, WOB, PEEPi,dyn, and Rawm were calculated from 39 breaths after excluding values that deviated from the mean by more than two standard deviations. These extreme values were most likely artifacts caused by coughing or swallowing.
The Baseline Dyspnea Index was used to evaluate dyspnea (18). This score was chosen for the evaluation of dyspnea because subjective, individual impairment is questioned, as is the magnitude of task and effort, which is differs among individuals. Dyspnea score was assessed preoperatively and 3 mo after surgery. For adequate comparison of improvement in dyspnea score, the preoperatively determined score was regarded as 100%, and the value determined 3 mo after surgery was compared with this 100% (normalized dyspnea score).
Spirometry and whole body plethysmography were performed in all patients preoperatively and 3 mo postoperatively, and the values compared with the reference value given by the European Community for Steel and Coal (19).
Statistical analysis was performed by using paired Student's t-tests. Preoperative spirometric values and mechanics were compared with values derived 3 mo after surgery and are expressed as mean ± SEM if not otherwise noted. P < 0.05 was considered the level of significance.
For all further calculations, preoperative values of FEV1 percent (%) predicted were regarded as 100%, and FEV1 % predicted 3 mo after surgery was expressed as a percentage of the preoperative value (normalized FEV1 % predicted). This approach was chosen to generate a comparable situation among patients because absolute changes in FEV1 in liters are difficult to interpret when they are not correlated with the age, gender, body weight, and height of a patient. Furthermore, an increase in FEV1 expressed in liters does not express the magnitude of improvement in relation to the preoperative situation.
To evaluate the accuracy of predicting outcome for different threshold values of a specific ventilatory parameter (viz.: PEEPi,dyn, WOB, Rawm), we defined a good result as a gain in normalized FEV1 % predicted of
40% 3 mo after surgery. Preoperative values of PEEPi,dyn
3, 4, 5, 6, and 7 cm H2O, preoperative Rawm
10, 15, and 20 cm H2O · L-1 · s-1, and preoperative WOB
1.25, 1.50, 1.75, and 2.00 J/L were then retrospectively tested in relation to postoperative improvement of normalized FEV1 % predicted and normalized dyspnea score.
Standard formulas were used to calculate the sensitivity (true positive/[true positives + false negatives]), specificity (true negatives/[true negatives + false positives]), positive predictive value (true positives/[true positives + false positives]), and negative predictive value (true negatives/[true negatives + false negatives]) of each index.
| Results |
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Of the 32 patients, 30 were extubated within 24 h of surgery; none required reintubation. One patient could not be weaned and underwent successful lung transplantation 15 days after LVRS. The preoperative values for this patient were: 18.9% (0.89 L) FEV1 % predicted, 1.5 cm H2O PEEPi,dyn, 1.78 J/L WOB, and 10.8 cm H2O · L-1 · s-1 Rawm. Another patient remained extubated for 48 h but required mechanical ventilation on the third postoperative day because of the development of bilateral, panlobular pneumonia, resulting in adult respiratory distress syndrome. This patient died on the 10th postoperative day. The preoperative values for this patient were: 26.6% (1.09 L) FEV1 % predicted, 2.8 cm H2O PEEPi,dyn, 1.51 J/L WOB, and 8.7 cm H2O · L-1 · s-1 Rawm. The data presented were derived from the remaining 30 patients.
Preoperative FEV1 was 0.75 ± 0.04 L versus 1.18 ± 0.12 L (P < 0.005) 3 mo after LVRS. FEV1 % predicted showed comparable values: 25.4% ± 1.4% preoperatively versus 38.5% ± 4.2% (P < 0.005) 3 mo after LVRS. Of the 30 patients, 14 improved >40% in FEV1 % predicted after LVRS, whereas 2 of the 30 patients had worse FEV1 % predicted after the surgical procedure.
WOB decreased significantly (P < 0.005) after the surgical procedure (1.65 ± 0.10 vs 0.93 ± 0.08 J/L). Preoperative WOB per liter showed a correlation coefficient of r = 0.56 (P < 0.002) when correlated with normalized FEV1 % predicted 3 mo after LVRS (Fig. 1). The correlation coefficient of linear regression was r = -0.57 (P < 0.002) when correlating preoperative WOB with decrease in normalized dyspnea score (Fig. 1). Thereafter, cutoff points of 1.25, 1.50, 1.75, and 2 J/L were tested with respect to their accuracy in predicting a good surgical result, defined as an increase in FEV1 % predicted
40%. Sensitivity, specificity, positive predictive value, and negative predictive value of the distinct cutoff points are shown in Table 2.
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10 cm H2O · L-1 · s-1 was better in predicting outcome than Rawm
15 and 20 cm H2O · L-1 · s-1 (Table 2).
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5 cm H2O showed the best results, predicting outcome accurately in 27 of 30 patients. A threshold value of PEEPi,dyn
5 cm H2O showed a sensitivity of 93%, a specificity of 88%, a positive predictive value of 87%, and a negative predictive value of 93% (Table 2).
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E, f, and the duty cycle, were unchanged after LVRS.
E was 8.4 ± 0.7 L/min preoperatively versus 9.6 ± 1.0 L/min 3 mo after surgery, and f was 19.7 ± 1.2 breaths/min preoperatively versus 19.9 ± 1.0 breaths/min 3 mo postoperatively. Breathing pattern was assessed together with ventilatory mechanics (WOB, Rawm, PEEPi,dyn). | Discussion |
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5 cm H2O resulted in the best combination of sensitivity (93%) and specificity (88%) of all examined threshold values when a good functional result was defined as an increase in normalized FEV1 % predicted
40%. A variable serving as preoperative predictor for outcome in daily clinical routine must meet several demands. The measurement of the variable must be safe, of considerably short duration, and accurate. In our study, we assessed ventilatory mechanics by using the Bicore CP-100 pulmonary monitor. No adverse events associated with the measurements were observed. Thus, we conclude that the measuring technique is safe. Furthermore, a maximum of 30 min was required for the setup and calibration of the equipment and the measurement. This seems to be reasonably time efficient and, thus, practical in daily clinical routine. Additionally, in a prestudy evaluation, we found the measurements and calculations of the device to be accurate (15).
A good surgical result was defined as an increase in FEV1 % predicted
40%. This increase is more than twofold the effect of the conventional bronchodilator therapy (20). This very demanding definition was used to account for the mortality of approximately 4% associated with LVRS (3).
Preoperative WOB did not correlate well with the increase in normalized FEV1 % predicted (Fig. 1) or decrease in normalized dyspnea score 3 mo after LVRS (Fig. 1). Additionally, preoperative WOB was inferior in predicting outcome compared with preoperative PEEPi,dyn (Table 2).
WOB is significantly increased in many diseases of the lungs and the thorax and is therefore not specific for emphysema (16). LVRS candidates often suffer additionally from interstitial fibrotic scarring and long-term inflammation of the airways (21), which also leads to increased WOB but cannot be improved by LVRS. We assume that this is why preoperative WOB could not sufficiently predict outcome.
Our results demonstrated good correlation between preoperative PEEPi,dyn and the increase in normalized FEV1 % predicted and normalized dyspnea score 3 mo after surgery. PEEPi,dyn
5 cm H2O was a threshold value predicting an increase in FEV1 % predicted
40% with a sensitivity of 93% and a specificity of 88%.
When PEEPi,dyn is measured at comparable breathing pattern (22), which was the case in our patients, its magnitude is determined by (a) the magnitude of expiratory flow limitation and, thus, the magnitude of expiratory airway resistance (23); (b) the magnitude of reduction in elastic recoil of the lungs (23); and (c) the activity of expiratory muscles (24). Rawm has been shown to be significantly reduced after LVRS, probably by decompression of healthy lung tissue after removal of hyperinflated, destroyed tissue (8). Additionally, Scruiba et al. (6) found significantly improved elastic recoil after LVRS, and Benditt et al. (25) showed significant reduction of expiratory muscle activity during rest and exercise after LVRS. PEEPi,dyn is determined by the most important pathophysiological variables characterizing emphysema. All these variables undergo specific changes after LVRS (6,8,25). Thus, it is not surprising that the magnitude of preoperative PEEPi,dyn correlated well with the postoperative improvement in FEV1 (Fig. 4) and dyspnea score (Fig. 4).
When retrospectively evaluating specific threshold values of preoperative PEEPi,dyn as cutoff points for predicting outcome, we found a positive predictive value of 87% and a negative predictive value of 93% for preoperative PEEPi,dyn
5 cm H2O. Nevertheless, it is necessary to undertake a further prospective study, to examine preoperative PEEPi,dyn
5 cm H2O as a predictive parameter in a validation set of patients with emphysema undergoing LVRS to confirm these results.
The correlation of preoperative Rawm with postoperative increase in normalized FEV1 % predicted (Fig. 2) and decrease in dyspnea score was poor. Additionally, preoperative Rawm was inferior compared with preoperative PEEPi,dyn in predicting postoperative improvement (Table 2).
Ingenito et al. (26) showed in 29 subjects that inspiratory airway resistance correlated (r = -0.63) with a poor surgical result after LVRS. In contrast, patients presenting for LVRS with high expiratory airway resistance were likely to benefit from surgery. We evaluated the mean of inspiratory airway resistance and expiratory airway resistance in our patients. Therefore, we cannot rule out that pure inspiratory or pure expiratory airway resistance could serve more sufficiently as a predictor of outcome after LVRS than Rawm. However, the correlation coefficient determined for inspiratory airway resistance by Ingenito et al. (26) was r = -0.63, whereas the correlation coefficient for PEEPi,dyn in our study was r = 0.75. Because PEEPi,dyn is partially determined by expiratory flow resistance, our finding of the good predictive value of preoperative PEEPi,dyn is in line with the findings of Ingenito et al. (26).
In summary, our findings indicate that the magnitude of preoperative PEEPi,dyn is a good predictor for postoperative outcome after LVRS. From the observations made in 30 patients undergoing LVRS, we propose using a preoperative PEEPi,dyn
5 cm H2O as a predictor for outcome. PEEPi,dyn
5 cm H2O was associated with a high sensitivity and specificity in predicting an increase in normalized FEV1 % predicted
40%, which represents more than twice the improvement expected from conventional bronchodilator therapy. Additionally, the measurement of PEEPi,dyn can be easily introduced into clinical routine. Nevertheless, a further prospective evaluation of the distinct cutoff points is necessary to confirm or adjust the presented results.
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