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,
,§
,§
Departments of
*Pediatrics,
Anesthesiology and Critical Care Medicine,
Medicine, and
§Health Policy and Management and Division of Biomedical Information Sciences,
||Schools of Medicine and Nursing, Johns Hopkins School of Medicine, Baltimore, Maryland
Address correspondence and reprint requests to Lee A. Fleisher, MD, The Johns Hopkins Hospital, 600 North Wolfe St., Carnegie 280, Baltimore, MD 21287. Address e-mail to lfleishe{at}welchlink.welch.jhu.edu
| Abstract |
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Implications: Patients preferred to be at home for mild postoperative symptoms but in the hospital for worse postoperative symptoms. Preferences did not change with different methods of asking and were the same pre- and postoperatively. If patients made choices for their care before their procedure, they would still be happy with those decisions postoperatively.
| Introduction |
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Increasingly, laparoscopic cholecystectomy is viewed as a procedure that can be performed on an ambulatory basis (13). The main factors that limit the ability to perform outpatient laparoscopic surgery on a routine basis are postoperative pain, nausea, and vomiting. How patients feel about such postoperative symptoms is likely to have a major impact on their preferences regarding inpatient versus home care after laparoscopic surgery. However, no work has been performed to determine whether patients' views about such factors can be reliably assessed preoperatively.
The purpose of this study was to assess patients' preferences regarding the location of postoperative care with regard to symptom severity and to compare different measures of these preferences before and after surgery to assess the consistency of their preferences.
| Methods |
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Baseline data included age, gender, race, surgeon, marital status, total number of children, the identity of the caretaker (who would take primary care of the patient at home postoperatively), occupation, spouse's occupation, father's occupation, education, health insurance, and confirmation of surgical procedure.
Patients' preferences regarding postoperative care were assessed using four different measurement techniques: ranking of preferred clinical scenarios, rating of clinical scenarios on a linear analog scale, assessment of potential clinical scenarios using a standard gamble technique, and assessment of clinical scenarios using a willingness-to-pay technique (4).
For ranking, patients were given concrete descriptions of typical postoperative symptoms, including mild, moderate, and severe nausea/vomiting and mild, moderate, and severe abdominal pain (see Appendix 1 for definitions as presented to the patients). The two potential postoperative care settingsat the hospital or at homewere also defined. Patients were first asked where they would prefer to have their postoperative care for mild or moderate pain, or for mild or moderate nausea/vomiting. For those preferring the hospital for the postoperative care of such symptoms, a willingness-to-pay assessment was performed (see below). For the remaining majority of patients, ranking, rating, and standard-gamble assessments were performed. Severe symptoms were defined as those requiring hospitalization.
Using a rating-scale technique, patients were asked to assign a numerical score (0 = no symptoms to 100 = severe symptomsthe worst symptoms the patient could imagine) to mild, moderate, and severe symptoms independent of care setting.
The patients were then asked to assess their preference regarding different scenarios using a standard reference gamble format (5). In this paradigm (Fig. 1), patients who preferred care at home for mild symptoms were asked to choose between two hypothetical scenarios. One was care in the hospital with mild symptoms, and the second was a lottery, or gamble, between mild symptoms at home (more preferred) and severe symptoms at home (less preferred). Patients were then asked at what chance of severe symptoms at home (and the complementary chance of mild symptoms at home) they were indifferent between care at home and care in the hospital. This point of indifference was determined by starting with a high probability of severe symptoms, getting agreement that the hospital would be preferred, then presuming a very low probability of severe symptoms, and getting agreement that home would be preferred. The higher probability was then lowered and the lower probability raised until patients were indifferent to care at home or in the hospital. The point of indifferencethe probability of mild symptoms at home (pMild)represents the preference score for mild symptoms under treatment at the hospital. A similar gamble was performed for moderate symptoms in the hospital versus a chance of moderate or severe symptoms at home.
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Demographic data, ranks, ratings, standard gamble scores (pMild), and WTP values were summarized by counts or means, as appropriate. Comparisons between pre- and postoperative assessments were evaluated by
2 (rankings) or by t-tests (ratings, standard gamble, WTP; normality confirmed by normal quantile plots) and by Spearman's correlation.
We performed a consistency check between assessed pMild and pModerate before preferring an in-patient stay by setting the utility of mild symptoms in the hospital as greater (or less) than the utility of moderate symptoms in the hospital and confirming that the assessed probabilities were consistent with either hypothesis.
| Results |
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2 statistic [1 df] of 8; P = 0.0013). Furthermore, the assessments did not change postoperatively compared with preoperative preferences.
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As a further consistency check to determine whether individual patients changed their standard gamble responses between assessments for mild and moderate symptoms, we performed a repeated-measures analysis of variance of subject versus time versus severity, which showed a statistically significant effect for subject only. That is, subjects' responses were idiosyncratic, were unchanged after the surgical procedure, and did not necessarily differ between severe and moderate symptoms. The mean difference between assessments for mild and for moderate preoperatively was 5, with a standard deviation of 22, so the mean is statistically indistinguishable from 0, meaning that there is effectively no difference between moderate and severe assessments.
Because patients were most unfamiliar with the standard gamble assessment, it was important to compare their pre- and postoperative responses. In the evaluation of mild symptoms, these assessments had a correlation coefficient of 0.69 (P = 0.005). For moderate symptoms, the correlation coefficient was only 0.13 (not significantly different). Finally, the overlap in confidence intervals between pre- and postoperative scores suggests that the ratings and the standard gambles were statistically indistinguishable in the two time periods.
The third quantitative assessment was WTP. Analysis of variance applied to each outcome in Table 4 confirmed that there were no apparent differences pre- and postoperatively. The large standard deviations convey the large range of values assessed from these patients. A within-subject multiple regression analysis confirmed that each of the three WTP questions addressed a different aspect of the patients' tradeoffs regarding out-of-pocket costs, symptoms, and location of care and confirms that different patients are willing to pay very different amounts for these different services.
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| Discussion |
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Because the pre- and postoperative assessments were unchanged with almost every assessment method, our results suggest that preoperative planning can include a preference assessment. A formal assessment such as we have performed would be helpful when local probabilities of mild, moderate, or severe symptoms were known and patients' assessments could be compared with these likelihoods. We would expect that, for patients who state a preference for home care, ambulatory surgery would not be perceived as a premature discharge, but rather as a plan consonant with their preferences. However, patients who state a preference for hospital care cannot be blithely ignored. The tradeoff in permitting some patients to stay must be assessed by each institution.
Our patients' ranking of mild and moderate nausea/vomiting as worse than mild and moderate pain support previous investigations demonstrating the importance of postoperative nausea/vomiting and pain. In economic terms, postoperative nausea/vomiting is estimated to cost the medical system approximately $400 per patient experiencing these symptoms (7). Because the incidence of such symptoms may influence a patient's willingness to be discharged early after surgery, prophylactic treatment may be justified.
The different assessment methods have their strengths and weaknesses. Each assessment method we used elicited different aspects of patient preferences: ranking gets at raw preference, and rating elicits attitudes toward degree of outcomes. Standard gambles attempt to assess whether those ratings change when patients are faced with outcomes that have conflicting risks; no change was noted for mild symptoms in our study. Finally, WTP forces subjects to trade off medical and economic outcomes.
There have been a number of attempts to quantify patients' perceptions of morbid conditions (8,9). These assessments have focused on function and chronic morbidity and have not assessed patients' preferences regarding procedures or location of care, both of which are short-term health states. In general, preference assessment for short-term outcomes is difficult if one of the outcomes entails even a small chance of a severe outcome, such as death or stroke, because then the minor outcomes must be placed on a scale where 0 represents that severe outcome. The interpretation of the standard gamble then becomes what chance of death the patient is willing to take to avoid the short-term outcome. Because the answer may be on the order of one in a million, the utility depends on the fifth or sixth decimal place, which is not very convincing or certain. We obviated this concern by using severe postoperative symptoms as our worst outcome in our scale, and the assessments ran the gamut.
Beyond the details of these perceptions and preferences, we demonstrated some important facts that are important to future investigators. Patient responses did not change postoperatively, which means that preoperative assessments might be predictive of postoperative perceptions. Patients were also generally consistent in their responses, and they used the methods appropriately.
The standard gamble must be refined further. A second gamble is needed to assess the probability that would lead to a utility measure of moderate symptoms treated at home. This measure would be helpful in assisting patients to decide whether to risk postoperative care at home, because moderate symptoms are more likely than severe symptoms. However, if the likelihood is below their threshold for switching care to hospital care, then patients should feel that their best decision is to be cared for at home.
Several recent studies of chronic illness have addressed formal approaches to assessing patient preferences. Nease et al. (10) demonstrated that the utility values that angina patients assigned to their pain differed from the severity suggested by "objective" functional inventories. Rutten-van Mölken et al. (11) assessed health states of patients with fibromyalgia or ankylosing spondylitis by using rating scale and standard gamble and documented standard gamble ratings higher than rating scale ratings and greater stability in the assessed numbers over time. Ramsey et al. (12) compared standard gamble responses with a health status inventory in the context of life before and after lung transplantation and demonstrated that different assessment measures assess different dimensions of patients' experiences.
The literature is consistent with our study in showing that preference assessments in standard gambles capture patients' attitudes toward risk itself, thereby giving different numbers than rating scales (11). Bowe (13) has shown how it is precisely patients' risk aversiveness to medical outcomes that accounts for the generally higher values assessed via standard gambles.
In conclusion, we demonstrated that patient preferences can be assessed in an elective preoperative setting, that they correlate strongly with postoperative preferences, that standard gamble assessment captures attitudes about risk different from that assessed by using other methods, and that patients expect a co-pay but would be loathe to pay more for semi-home care than for an expensive hotel room.
| Appendix 1 |
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Mild nausea/vomiting: You would be able to drink and eat with minimal nausea and you might have an episode of vomiting, but then you would feel better.
Moderate pain: Pain that is stimulated with minimal activity. Oral medications dull the pain but do not completely alleviate it; you would be able to tolerate the pain if you were lying in bed.
Moderate nausea/vomiting: Discomfort upon drinking and vomiting upon eating. You would experience intermittent vomiting.
Severe pain: The worst pain you have ever experienced which is not dulled by oral medication or alleviated by rest. You would be required to return to the hospital within 24 h of the onset of symptoms.
Severe nausea/vomiting: The worst nausea/vomiting that you can imagine; you would vomit everything taken by mouth, would have lightheadedness from dehydration, and would have a constant feeling of nausea. You would be required to return to the hospital within 24 h of the onset of symptoms
| Acknowledgments |
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Our thanks to the nurses in the General Clinic Research Center of Johns Hopkins Medicine.
| References |
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