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Anesth Analg 2001;93:1073-1075
© 2001 International Anesthesia Research Society


BRIEF REPORT

The Incidence of Class "Zero" Airway and the Impact of Mallampati Score, Age, Sex, and Body Mass Index on Prediction of Laryngoscopy Grade

Tiberiu Ezri, MD*, R. David Warters, MD{dagger}, Peter Szmuk, MD{dagger}, Husam Saad-Eddin, MD{dagger}, Daniel Geva, MD{ddagger}, Jeffrey Katz, MD{dagger}, and Carin Hagberg, MD{dagger}

*Department of Anesthesiology, Wolfson Medical Center, Holon, Affiliated with Sackler Medical School, Tel-Aviv, Israel; {dagger}University of Texas, Houston Medical School, Houston, TX; and the {ddagger}Kaplan Medical Center, Rehovot, Affiliated with Hadassah Medical School, Jerusalem, Israel

Address correspondence and reprint requests to Peter Szmuk, The University of Texas, Houston Medical School, Department of Anesthesiology, 6431 Fannin, MSB 5.020, Houston, TX 77030. Address e-mail to Peter.Szmuk{at}uth.tmc.edu

Abstract

IMPLICATIONS: In an earlier study we proposed the addition of a new airway class, zero (visualization of the epiglottis), to the four classes of the modified Mallampati classification. In this prospective study, 764 surgical patients were assessed with regard to their airway class (including class zero), laryngoscopy grade, and the effect of the airway class and other predictors on the laryngoscopy grade.

The ability of a specific test (i.e., the Mallampati scoring system) to predict a difficult intubation is decreased by the variability of definitions of difficult intubation/laryngoscopy (14) and the inherent inaccuracy of numeric grading systems (5). However, the Mallampati scoring system is still widely used to evaluate airways before surgery. Ezri et al. (6) and Maleck et al. (7) have described a new class of airway view, class zero, and propose to add this class to the four modified Mallampati classes.

This study estimates the incidence of class zero airway, determines the ability of a class zero view to predict laryngoscopy grade, and assesses the effect of the airway classes, age, sex, body mass index (BMI), and other factors on the prediction of the laryngoscopy grade.

Methods

During a 2-mo period, all patients greater than 18 yr of age who spent time in the preoperative holding area between 8:00 AM and 4:00 PM were enrolled in this prospective study. With approval of the institutional ethics committee from the University of Texas at Houston, informed consent was obtained before each assessment. We excluded patients receiving regional anesthesia and patients receiving general anesthesia without endotracheal intubation. Also excluded were patients with upper airway pathology (i.e., maxillofacial fractures, tumors, etc.), cervical spine fractures, and increased risk for aspiration of gastric contents. The airway class was assessed according to the Samsoon and Young (8) modification of Mallampati’s classification.

We added class zero (6) to the four classes of the Mallampati system. Class zero is defined as the ability to see any part of the epiglottis upon mouth opening and tongue protrusion (Fig. 1). All the airway assessments were done by the same anesthesiologist, in the sitting position, with the patient’s head in neutral position, mouth fully open, tongue fully extended, and without phonation.



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Figure 1. Class zero airway: the epiglottis is seen at the back of the mouth view.

 
Previous difficult laryngoscopy, protruding upper teeth, loose teeth, thyro-mental distance <6 cm, interincisor gap <3 cm, and limited neck extension were also recorded and correlated with airway classes 3 and 4 and laryngoscopy grade III. Laryngoscopy was performed in "sniffing" position with a Macintosh blade, and stylettes were routinely used in the endotracheal tubes. The laryngoscopy grade was assessed by an attending anesthesiologist by using the Cormack and Lehane grading scale (9). Difficult laryngoscopy was defined as grade III or IV laryngoscopy.

After 5 min of preoxygenation, anesthesia was induced with fentanyl (1 µg/kg), thiopental (3 mg/kg), and rocuronium (0.6 mg/kg). Patients with a BMI >35 received succinylcholine (1 mg/kg) for endotracheal intubation.

Analysis of variance tests were used to determine whether there were any significant differences in age, BMI, airway classes, and laryngoscopy grades. Student’s t-tests were performed to determine whether there were significant differences in age and BMI for pairwise comparison, and {chi}2 or Fisher’s exact tests were performed to determine whether there were significant differences in sex among classes and grades. Linear regression analysis was performed to determine whether there was a significant trend in age or BMI as airway class and laryngoscopy grade increased. Cochran-Armitage trend tests were used to determine whether male sex was correlated with an increase in airway class and laryngoscopy grade. Logistic regression analysis was performed to determine the independence of each factor in predicting difficult laryngoscopy.

Results

A total of 764 patients (52% men, aged 44.4 ± 17 yr, BMI 28 ± 8, mean ± SD) were enrolled in the study. Class zero airway occurred in 1.18% of patients. Thirty-five percent of the patients had class 3 or 4 airways, and 10.6% demonstrated a laryngoscopy grade of III. The distribution of age, sex, and BMI among the five classes and three grades is presented in Table 1. Older mean ages were observed in those patients with airway class 4 and laryngoscopy grade III (57 and 53 yr, respectively).


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Table 1.  Distribution of Age, Body Mass Index, and Sex Among Airway Classes and Laryngoscopy Grades
 
Table 2 shows the statistical significance of the differences in age, BMI, and sex between the classes and grades. All patients with class zero airways were women. Laryngoscopy grade III occurred twice as frequently in males as in females. There was a significant correlation between increased class with increased age and BMI. An increase in age but not BMI was associated with high laryngoscopy grade.


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Table 2.  Statistical Significance of the Correlation Between Classes and Grades Versus Age, Body Mass Index, and Sex
 
Table 3 depicts the correlation between classes and grades. All patients with class zero airways had a grade I laryngoscopy. Class 1 airway was associated with 10.9% grade II and 3.2% grade III laryngoscopy. There is a stepwise increase in the incidence of laryngoscopy grade III as the airway class changes from 2 to 3 and from 3 to 4. Classes 3 and 4 had a sensitivity, specificity and positive and negative predictive values of 84%, 71%, 97%, and 26%, respectively, for a grade III laryngoscopy view. With stepwise logistic regression analysis, positive associations of grade III laryngoscopy were found with increased age, male sex, protruding upper teeth, loose teeth, and increased airway class (Table 4). The incidence of failed intubation or ventilation, as well as grade IV laryngoscopy view, was zero.


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Table 3.  Distribution of the Four Laryngoscopy Grades Among the Five Airway Classes
 

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Table 4.  Stepwise Logistic Regression: Laryngoscopy Grade III Versus Grade I and II
 
Discussion

In this study the incidence of class zero airway was 1.18%. All patients with class zero airways were women and had grade I laryngoscopy. The fact that all patients with class zero airways were women may be explained by differences in neck fat deposition between the sexes, as demonstrated in a magnetic resonance imaging study by Whittle et al. (10). This may also explain the larger percentage of difficult laryngoscopies found in our male patients.

As the airway class increased, so did the laryngoscopy grade (Table 3). The 10- to 30-fold increase in the incidence of grade III from classes 0–2 to classes 3 and 4 is in agreement with the results of Mallampati et al. (11), which showed that of the 15 patients with class 3 (15 of 210 patients, 7.14%) airways, 60% had grade III laryngoscopy, compared with none in class 1.

Some studies have shown obesity to be a risk factor for difficult intubation (12,13), yet others (14,15) have found that the incidence of difficult intubation in morbidly obese patients is not more frequent than in normal subjects. In our patients, an increased BMI was not correlated with a high laryngoscopy grade. By using magnetic resonance imaging measurements in obese patients with and without obstructive sleep apnea, Horner et al. (16) found more fatty tissues in areas surrounding the collapsible segments of the pharynx in patients with sleep apnea. This may explain why some obese patients are easy to intubate or ventilate and others are not.

Age between 40 and 59 years may carry a risk for difficult intubation (13). In our study, an increase in age was consistent with increase in both airway classes and laryngoscopy grades. Osteoarthritic changes and poor dentition may explain the age-related difficult laryngoscopy.

Logistic regression analysis revealed that grade III laryngoscopy had a positive correlation with advanced age, male sex, protruding upper teeth, loose teeth, and increased airway class, but not with BMI, interincisor distance, or thyro-mental distance.

The 71% specificity of the Mallampati test demonstrates that 29% of our patients who were not Mallampati 3 and 4 still experienced a difficult laryngoscopy. Combined with the low positive predictive value, this suggests that for a better prediction of difficult intubation, the Mallampati scoring should be combined with other predictors.

Class zero airway had an incidence of 1.18% and proved to be an excellent predictor of grade I laryngoscopy. All patients with class zero airways were women. Class 1 airway was not as good as class zero for predicting an easy intubation. An airway class >2 was a good predictor of difficult laryngoscopy (grade III). An increased laryngoscopy grade had a positive correlation with increased age, male sex, protruding upper teeth, loose teeth, and increased airway class, but not with increased BMI.

Acknowledgments

We thank Professor Jacques Chelly and Dr. Sam Lurie for their support in preparing this manuscript.

Footnotes

Presented in part at the annual meeting of the American Society of Anesthesia, San Francisco, CA, October, 2000.

References

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  2. Rose D, Cohen M. The incidence of airway problems depends on the definition used. Can J Anaesth 1996; 43: 30–4.[Abstract/Free Full Text]
  3. Ochroch E, Hollander J, Kush S, et al. Assessment of laryngeal view: percentage of glottic opening score vs Cormack and Lehane grading. Can J Anaesth 1999; 46: 987–90.[Abstract/Free Full Text]
  4. Cook T. A new practical classification of laryngeal view. Anaesthesia 2000; 55: 274–9.[ISI][Medline]
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  6. Ezri T, Cohen Y, Geva D, Szmuk P. Pharyngoscopic views [letter]. Anesth Analg 1998; 87: 748.
  7. Maleck W, Koetter K, Less S. Pharyngoscopic views [letter]. Anesth Analg 1999; 89: 256–7.[Free Full Text]
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  9. Cormack R, Lehane J. Difficult tracheal intubation in obstetrics. Anaesthesia 1984; 39: 1105–11.[ISI][Medline]
  10. Whittle A, Marshall I, Mortimore I, et al. Neck soft tissue and fat distribution: comparison between normal men and women by magnetic resonance imaging. Thorax 1999; 54: 323–8.[Abstract/Free Full Text]
  11. Mallampati S, Gatt S, Gugino L, et al. A clinical sign to predict difficult tracheal intubation: a prospective study. Can Anaesth Soc J 1985; 32: 429–34.[ISI][Medline]
  12. Rocke D, Murray W, Rout C, Gouws E. Relative risk analysis of factors associated with difficult intubation in obstetric anesthesia. Anesthesiology 1992; 77: 67–73.[ISI][Medline]
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  14. Meyer R. Obesity and difficult intubation. Anaesth Intensive Care 1994; 22: 314–5.[ISI][Medline]
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  16. Horner RL, Mohhiadin R, Lowell D, et al. Sites and sizes of fat deposits around pharynx in obese patients with obstructive sleep apnea and weight matched controls. Eur Respir J 1989; 2: 613–22.[Abstract]
Accepted for publication May 15, 2001.




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Lippincott, Williams & Wilkins Anesthesia & Analgesia® is published for the International Anesthesia Research Society® by Lippincott Williams & Wilkins with the assistance of Stanford University Libraries' HighWire Press®. Copyright 2006 by the International Anesthesia Research Society. Online ISSN: 1526-7598   Print ISSN: 0003-2999 HighWire Press