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We compared the effect of S(+)-ketamine to remifentanil, both in combination with propofol, on the neurocognitive outcome after open-heart surgery in 106 patients. A battery of neurocognitive tests was administered before surgery and 1 and 10 wk after surgery. Fourteen patients (25%) in the control group and 10 patients (20%) in the S(+)-ketamine group had 2 or more tests with a cognitive deficit (decline by at least one preoperative SD of that test in all patients) 10 wk after surgery (P = 0.54). Z-scores were calculated for all tests. No significantly better performance could be detected in the S(+)-ketamine group, except for the Trailmaking B test 10 wk after surgery. We conclude that S(+)-ketamine offers no greater neuroprotection compared with remifentanil during open-heart surgery. IMPLICATIONS: N-methyl-D-aspartic acid receptors play an important role during ischemic brain injury. We could not demonstrate that S(+)-ketamine resulted in greater neuroprotective effects compared with remifentanil during cardiopulmonary bypass procedures when both were combined with propofol.
Neurocognitive deterioration after cardiac surgery is common. It affects up to 79% of patients a few days after surgery (1) and even 35% 2 mo later (2). The origin of cerebral damage is multifactorial (3,4). The incidence of neuropsychological deficits after heart valve surgery is more frequent compared with coronary artery bypass graft (CABG) surgery (5,6). Adverse cerebral outcomes lead to a more frequent mortality, longer hospitalization, and an increased rate of discharge to facilities for intermediate- or long-term care (7). There are no widely clinically accepted drug strategies to improve cerebral outcome after cardiac surgery. S(+)-ketamine reduces postischemic neuronal cell loss in the cortex (8) and improves neurological outcome after cerebral ischemia in rats (9). Himmelseher et al. (10) demonstrated that S(+)-ketamine protects neurons after glutamate damage. Arrowsmith et al. (11) demonstrated a small beneficial effect on cognitive performance with remacemide, also a N-methyl-D-aspartic acid (NMDA)-receptor antagonist, after cardiac surgery, although there was no difference in the frequency of cognitive decline. Racemic ketamine in combination with propofol during cardiac surgery is associated with a stable hemodynamic profile (12). The sympatho-adrenergic and hemodynamic effects of S(+)-ketamine and racemic ketamine are generally identical (13). The aim of the present study was to evaluate whether S(+)-ketamine has neuroprotective effects during open-heart surgery through the use of neurocognitive tests.
The protocol was approved by the institutional ethics committee, and written informed consent was obtained from all patients. One-hundred-twenty patients were enrolled in this prospective, randomized study. The patients had to Dutch speaking, aged between 18 and 75 yr old, and undergoing elective, primary open-heart procedures. Patients who were only scheduled for primary coronary bypass operations were not included. Patients with previous valve or coronary bypass surgery, epilepsy, psychiatric, and other cerebral disorders, hepatic impairment (aspartate aminotransferase or alanine aminotransferase more than twice the upper limit of normal value), renal failure (creatinine >2 mg/dL), drug abuse, alcohol dependence, and endocrine disease except diabetes and controlled thyroid dysfunction were excluded. The volunteers for the study were randomized by using closed envelopes containing a note that allocated the patient to the control or S(+)-ketamine group. One closed envelope was drawn and opened by the anesthesiologist an hour before surgery. The patients and those investigators performing the pre- and postoperative neuropsychometric assessments were blinded to the group assignment. Only the physicians involved in the intraoperative care of these patients were aware of the treatment group. All patients were premedicated with lorazepam 0.05 mg/kg sublingually 1 h before surgery. An arterial and two large bore venous catheters were inserted under local anesthesia. After the induction of anesthesia, a central venous and pulmonary artery thermodilution catheters were inserted. The control group received a plasma concentration target controlled infusion (TCI) of remifentanil and a TCI of propofol targeted at 614 ng/mL and 14 µg/mL, respectively. A portable computer with the pharmacological software program RUGLOOP©, version 3.05 (written by T. De Smet and M. Struys, Ghent University Hospital, Ghent, Belgium) was used to control the remifentanil infusion pump (Graseby® 3500 syringe pump, SIMS Graseby Ltd., Herts, England). The pharmacokinetic variables were obtained from Mintos model (14). Propofol (Diprivan® 1%, Zeneca, Billingham Cleveland, United Kingdom) was administered with an IVAC-TCI pump® (Alaris® Medical Systems, Hampshire, United Kingdom). Induction was started with a calculated plasma concentration of remifentanil 6 ng/mL. This was increased to at least 8 ng/mL before tracheal intubation and 10 ng/mL before sternotomy. At the start of cardiopulmonary bypass (CPB), remifentanil was decreased to 8 ng/mL. In the S(+)-ketamine group, a bolus of S(+)-ketamine (Pfizer, Karlsruhe, Germany) 2.5 mg/kg was administered, followed by an infusion of 125 µg · kg1 · min1. This infusion rate was maintained throughout the whole procedure. These patients also received a TCI propofol infusion at a variable rate between 1 and 4 µg/mL, depending on the patients mean arterial blood pressure (MAP). Before CPB, the MAP was maintained between 50 and 100 mm Hg by changing remifentanil and propofol target concentrations in the allowed range or by administering phenylephrine, ephedrine, or isosorbide dinitrate as required. In both groups, the target plasma concentration of propofol was decreased to 1 µg/mL at the start of CPB. In both groups, cisatracurium 0.2 mg/kg was used to induce neuromuscular blockade. All patients were tracheally intubated 5 min after the beginning of the induction. After tracheal intubation, the lungs were ventilated with a mixture of air and oxygen. The CPB apparatus consisted of a membrane oxygenator (Medos®, Medizintechik AG, Stolberg, Germany), a roller pump (Stockert Instrumente, Munich, Germany), and a 37-µm arterial filter (Affinity®, Medtronic, Minneapolis, MN). Extracorporal circulation was initiated after heparin 300 U/kg was administered. The patients were cooled to 28°C32°C, and a nonpulsatile blood flow was maintained at 22.4 L · min1 · m2. Alfa-stat blood-gas management was used. During CPB, phenylephrine, noradrenaline, or isosorbide dinitrate was used to maintain the MAP between 50 and 90 mm Hg if changing the propofol or remifentanil target concentration during CPB was not sufficient to achieve these values. A NIH-2 myocardial protection solution was used for retrograde blood cardioplegia or antegrade crystalloid cardioplegia. If the blood sugar level increased to more than 200 mg/dL, an insulin infusion was started. The patients were rewarmed to at least 36°C rectal temperature for weaning of CPB. The blood temperature of the arterial inflow was limited to 37.5°C. Increases of the core temperature more than 37°C were avoided. Inotropes were used when required. At the end of surgery, the patients were transferred to the intensive care unit (ICU). Sedation was maintained with a propofol infusion. At the end of the procedure, patients from the control group received a bolus dose of piritramide (0.10.2 mg/kg) followed by an infusion (4 mg/h). In the S(+)-ketamine group, piritramide was only administered in the ICU when required. Tracheal extubation was performed as soon as the local criteria were met. All patients had routine ICU care. The plasma S(+)-ketamine concentration was measured in blood samples of 11 patients chosen randomly. The blood samples were taken just before aortic cannulation, 20 min after the beginning of CPB, at the end of CPB, at the end of surgery, and 24 h after CPB. The blood samples were immediately sent to the laboratory and centrifuged. The plasma was stored at 20°C. The S(+)-ketamine concentrations were determined using a gas chromatography and mass spectrometry method developed and validated in the laboratory of our hospital. Twenty microliters of internal standard solution (naphazoline nitrate, Hoechst Marrion Roussel, Romainville, France) was added to 200 µL of plasma sample, giving a final concentration of 20 µg/mL of naphazoline. Samples were alkalinized by addition of 20 µL of 25% ammonia and 20 µL of ammoniacal buffer with a pH value of 9.5. Extraction was performed by the addition of 400 µL of butylchloride and vigorous mixing, followed by centrifugation. Two hundred microliters of the organic phase supernatant was removed, evaporated under nitrogen flow, and redissolved in 200 µL of methanol. One microliter of the sample was injected (split mode, 1:40) onto a Finnigan GCQ gas chromatograph equipped with a J&W DB-5 ms column (Finnigan Matt, San Jose, CA). A mass spectrum scan was used for identification and quantification. Finnigan GCQ Data Processing software was used for the calculation of the concentrations. Neuropsychological assessments were performed before surgery (the day before surgery), 1 wk, and 10 wk after surgery. These were done by two highly trained nurses who were blinded to the patients group assignment. The neuropsychological test battery assesses a broad array of cognitive domains (Table 1). The tests have been recommended by a previous consensus statement (15). Immediate memory and long-term memory scores were calculated for the Rey Auditory Verbal Learning Test. The former test score is the average number of words remembered during the first five exercises, and the latter one was calculated by subtracting the number of words remembered 20 min after the last exercise had ended from the number of words remembered during the fifth exercise.
A deficit in a test was defined as a decrease of at least 1 SD unit in the postoperative score compared with the preoperative score (16). A deficit had to occur in at least 2 tests to be significant. When a test had a number of subtest scores, at least one subtest had to have a significant deterioration for that test to be considered to be in deficit. Subtest scores did not contribute independently to the measure of deficit. When more than one subtest showed a significant deterioration, the neuropsychological test still yielded only one deficit score. If a test could not be performed after surgery because of cognitive problems, a score of two SD less than the mean for that test was used. Z-scores were determined for each test. These were calculated by subtracting the postoperative score from the preoperative score and dividing by the SD of the preoperative test. If a higher postoperative score reflected an improved performance (e.g., number of correct answers), the sign was changed to assure that all improvements led to a positive Z-score. A global Z-score was calculated for both groups and represents the total of all Z-scores. The prebypass cardiovascular stability with S(+)-ketamine was investigated in 14 consecutive patients. The heart rate, MAP, and systolic and diastolic arterial blood pressures were measured before tracheal intubation, before laryngoscopy, 2 min after tracheal intubation, 2 min after incision, and 2 min after sternotomy. Phenylephrine and ephedrine consumption were noted. It was estimated that 35% of the patients would suffer from 2 or more deficits 10 wk after surgery. A sample size of 100 patients was calculated to detect a reduction to 12% (three times fewer patients affected).
The StatView® 4.5 software package (Abacus Concepts, Berkeley, CA) for Apple® was used for statistical analysis. Unpaired Students t-test or Mann-Whitney U-test was used for the comparison of continuous variables between the two groups. Proportions were analyzed by using the
One-hundred-twenty patients were enrolled in this study between May 2001 and September 2002. Sixty-two patients were randomized to the control group and 58 to the S(+)-ketamine group. Six patients (5.8%) refused the postoperative assessments (3 in each group) and 1 patient could not be contacted for his tests. Three patients (2.5%) died after surgery. In the S(+)-ketamine group, one patient died because of a respiratory infection. In the control group, one patient died of cardiogenic shock and one of septic shock. The latter one also suffered from a cerebral infarction with hemiplegia. Three patients (2.5%) could not be tested because of postoperative complications. In the control group, one patient required a reoperation because of an excessive systolic anterior movement of the anterior mitral valve leaflet. In the S(+)-ketamine group, one patient required an operation for an acute subdural hematoma caused by anticoagulation treatment, and one patient required vascular surgery for an ischemic leg. In the S(+)-ketamine group, a patient with a newly discovered gastric carcinoma had to be excluded because of severe gastrointestinal symptoms. The remaining 106 patients were used for the final analysis; of these, 56 were in the control group and 50 in the S(+)-ketamine group. The patients were scheduled for valve surgery, combined valve and CABG surgery, closure of atrial septal defect, Bentall procedure (replacement of the aortic valve and root with reimplantation of the coronary arteries), or Ross procedure (Table 2). There were no statistical differences between the two groups concerning the type of surgery.
The demographic characteristics of both groups are presented in Table 3. The groups were matched in terms of age, weight, height, gender, duration of CPB, aortic cross-clamping time, and reperfusion time. There was no difference in the incidence of hypertension, the use of ß-adrenoceptor blocking drugs, diabetes, angina, pulmonary disease, and vascular disease. The length of stay in the ICU and hospital were similar in both groups (Table 4).
The median S(+)-ketamine concentration (µg/mL) at the start of CPB was 8.2 (interquartile range, 7.7) before aorta cannulation, 4.3 (6.8) 20 min after the start of CPB, 7.3 (3.0) at the end of CPB, 6.2 (4.0) at the end of surgery, and 0.1 (0.2) 24 h after CPB. The results are presented in Figure 1.
There were no preoperative differences between the groups on any of the neuropsychological tests (Table 5). Ten patients in the S(+)-ketamine group (20%) and 14 in the control group (25%) had deficits on two or more tests 10 wk after surgery. This difference (95% two-sided confidence interval, 9% to 19%) is not statistically significant (P = 0.54). The number of subjects who exhibited an adverse change of at least 1 SD is presented in Table 6.
Except for the Trailmaking B test, no significant better performance of S(+)-ketamine over the control group could be demonstrated either 1 (Table 7) or 10 wk after surgery (Table 8). Some patients did not complete all tests because preexisting reading difficulties, finger deformities, refusal, or computer problems. There is no difference between the proportion of patients who improved on either test (Table 9).
The prebypass cardiovascular data of 14 consecutive patients are presented in Figure 2. Phenylephrine and ephedrine were administered to eight patients with a mean dose of 100 µg and 2.5 mg, respectively.
We could not demonstrate that intraoperatively administered S(+)-ketamine resulted in greater neuroprotective effects compared with remifentanil, measured by a battery of neurobehavioral tests 1 week and 10 weeks after the procedure. Only a better performance on the Trailmaking B test in the S(+)-ketamine group 10 weeks after surgery could be detected. We used Z-scores and deficits to evaluate the neuropsychological status of the patients. The negative Z-scores in both groups after 1 week reflect a cognitive decline, probably because of a combination of neurological injury, use of analgesics, sleep deprivation, recovery from major surgery, and the hospital environment. After 10 weeks, the Z-scores were slightly positive in the S(+)-ketamine and control group because of neurological recovery and practice effects. The better results on the Trailmaking B test in the S(+)-ketamine group are probably caused by chance. The number of patients with two or more deficits were not statistically different between groups. The disadvantage of using deficits is that it involves a somewhat arbitrary convention (17). The more tests that are used, the more deficits to be expected. This kind of analysis also compares an individuals change with the group norm (18). Actually, there is no universally accepted method of analyzing neurocognitive test results (3).
Ketamine binds to the phencyclidine binding site of the NMDA receptor (19). This receptor also has binding sites for glutamate and glycine and incorporates an ion channel that is permeable to calcium and sodium (20). S(+)-ketamine is a noncompetitive NMDA receptor antagonist and the dextrorotatory enantiomer of racemic ketamine. S(+)-ketamine is 1.93.6 times as potent as the R(-)-enantiomer (21) and has a greater clearance rate (22). S(+)-ketamine may decrease the severity of cerebral ischemic injuries by several mechanisms. First, S(+)-ketamine may prevent necrotic cell death by preventing excitotoxic injury (10). Ischemic neurons release glutamate into the extracellular space, which leads to overactivation of NMDA receptors. Increased intracellular calcium levels are produced that cause cell death (23). The glutamate-calcium overload hypothesis is recognized as a prominent mechanism in neuronal injury in the ischemic brain, although it is not the only cause of neuronal cell loss (24). Second, S(+)-ketamine may influence apoptosis. Apoptosis may be the consequence of less severe cerebral ischemia and leads to a slow cell death. Engelhard et al. (25) have shown that S(+)-ketamine mediates changes in apoptosis-regulating proteins. Third, S(+)-ketamine may interfere with the inflammatory response to cardiac surgery. The inflammatory response is believed to play a role in the development of neurologic injury after CPB (26). Ketamine attenuates the interleukin-6 (IL-6) response after CPB (27). Ketamine also suppresses lipopolysaccharide-induced tumor necrosis factor The results of several human clinical trials with NMDA antagonists administered for ischemic brain injury have been disappointing. It has only been shown that remacemide for CPB procedures had a positive secondary outcome, although its primary outcome was negative (11). NMDA receptor overactivation is important during focal brain ischemia, but it is not a predominant mechanism.1 Alpha-amino-3-hydroxy-5-methylisoxazole-4-proprionic acid receptors also play a major role during glutamate-induced excitotoxicity (30). Synaptically released zinc, which might be analogous to glutamate, may contribute to ischemic brain injury (31). There are many pitfalls in the evaluation of neuroprotective therapies (32). The most important issues concerning CPB trials are that preclinical studies concentrate on the protection of gray matter and rely on infarct sizes and early outcomes to judge therapeutic efficacy. Clinical trials rely on behavioral outcomes and late assessment. The optimal duration of the administration of a neuroprotective drug is also unknown. Another problem is that experimental stroke models are homogenous, whereas human stroke or ischemia events are heterogenous. The choice of outcome measures is also not clear, although a recommended core neuropsychologic test battery has been suggested (15). Patients undergoing cardiac surgery are probably not the best patient population for the study of neuroprotective effects of S(+)-ketamine. It is believed that the insult during cardiac surgery is caused by embolic showers to the brain superimposed by an inflammatory response (33). A well conducted CPB is not associated with brain ischemia per se. Cerebral vasoconstriction with reduction of embolic burden is thought to be the reason for the neuroprotective effect of alpha-stat as opposed to pH-stat blood gas management during CPB (3). S(+)-ketamine is a cerebral vasodilator and therefore may impose a greater embolic burden on the brain at the time of aortic cross-clamp release, when the brain has just been rewarmed and is probably most vulnerable to injury. This could have negated any neuroprotective effects of its NMDA-antagonism or its antiinflammatory action. It is possible that the combination of propofol and ketamine did not cause cerebral vasodilation, but without transcranial Doppler or some measurement of the magnitude of the embolic burden, there is no way to prove that. In this study, we compared the effects of the combination S(+)-ketamine-propofol versus remifentanil-propofol on the neurocognitive status after CPB. We did not investigate the neurocognitive protective effects of S(+)-ketamine per se. Propofol may reduce the delivery of microemboli to the cerebral circulation by decreasing the cerebral blood flow (34). It has also been suggested that propofol has a direct neuroprotective effect in vitro (35), although Roach et al. (36) could not demonstrate a protective effect of propofol during open-heart surgery. Propofol enhances the antiinflammatory response to surgery by several mechanisms (26). This might have masked a neuroprotective effect of S(+)-ketamine because propofol was administered in both groups. The infusion regimen we used provided large S(+)-ketamine plasma concentrations. McLean (37) obtained serum concentrations of the less potent racemic ketamine mixture that were smaller but already considered as neuroprotective. The brain tissue concentrations are likely to be larger than the plasma concentrations because of the high lipid solubility of S(+)-ketamine. During a five-hour procedure (induction until transfer to ICU), a total dose of 40 mg/kg of S(+)-ketamine was administered. This is a very large dose in a clinical setting. Reeker et al. (9) infused 90 mg/kg of S(+)-ketamine in their laboratory investigation with a positive neurological outcome after brain ischemia in rats. Such a massive dose cannot be used in a normal clinical practice. Although the postoperative data (ICU stay, duration of intubation, and hospital stay) for S(+)-ketamine were not statistically different from the control group, larger doses of S(+)-ketamine for clinical use are probably not recommended because psychic emergence reactions and increased sedation may occur (38). Piritramide is a 4-amino piperidine derivative and has full µ-receptor agonist activity (39). It is probably slightly less potent than morphine and may have a less frequent incidence of nausea and vomiting. The patients in the S(+)-ketamine group did not receive a bolus of piritramide after surgery because this would not add any analgesic benefit because of the high plasma levels of S(+)-ketamine and would only delay the time of tracheal extubation. Although the initial postoperative analgesia treatment was different between the two groups, we do not think that this influenced our results. It has never been shown that piritramide has any neuroprotective effects, and postoperative pain was not a problem in the S(+)-ketamine group; however, we did not collect these data systematically. The combination of S(+)-ketamine with propofol can be a suitable technique during heart valve surgery, but the intubation response is not always completely blunted. A retrospective analysis of the cardiovascular data could not demonstrate a difference in adverse events (arrhythmias, conduction abnormalities, and ischemia) between the 2 groups. S(+)-ketamine must be used with caution in severely compromised patients, but we do not think that the cardiovascular effects of S(+)-ketamine were of major importance in the neurocognitive outcome of the patients. There are several other limitations to this study. We have not included the level of education in our evaluation, and the mean age of the patients is rather young. Older patients have an increased risk of developing neurocognitive problems after cardiac surgery (7). It was not possible to blind the anesthesiologist for the treatment that was given during surgery, and this may have introduced the potential for bias. The limited test battery we used a week after surgery is another potential limitation, although it may be very demanding for the patient to accomplish a large number of tests in the early postoperative period. This may influence the results and make the tests more difficult to interpret. The same S(+)-ketamine infusion regimen was used in all patients, but the S(+)-ketamine concentrations were only measured in a small portion of patients. Therefore, we cannot assure that a proper treatment was given to all patients. The final end-point, a neurocognitive evaluation 10 weeks after surgery, may also be a shortcoming of the study. It may be that the potential neuroprotective effects of S(+)-ketamine may only appear many months or even years after surgery.
Another limitation could be the number of patients used in this study. The actual proportion of patients with 2 or more deficits was less than estimated for the calculation of the sample size. It is difficult to determine the sample sizes in studies evaluating the neuropsychological outcome after CPB procedures. There are no standard outcome measures to be used for calculating the required number of patients, and it is not known which differences are clinically relevant. Data obtained in one center may not be relevant in another one. Some investigators may argue that thousands of patients are required to evaluate the neuroprotective properties of drugs. To detect a reduction of 25%20% in the incidence of people with 2 or more deficits, more than 2000 patients would be required to achieve a power of 80% (
The authors would like to thank K Desmet for his support with the analysis of the plasma samples and I Larmuseau and F Clarysse for helping to perform the study. We would also like to show our gratitude to S Newman and J Stygall for their advice and suggestions. The S(+)-ketamine was supplied free of charge by Pfizer, Germany.
1 Lee J-M, Zipfel G, Choi D. The changing landscape of ischemic brain injury mechanisms. Nature 1999;399:A714.
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